Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 9 Jan 2026)
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- [FCA CF] Functions requiring qualifications (5 Sep 2016 to 1 Jul 2018)
- CF30 Customer (17 Jan 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.