Robert Baranowski

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 12 Dec 2022)
Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 12 Dec 2022)
Bank of America Europe DAC (no longer approved here)
FRN 989014
- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (14 Jul 2010 to 31 May 2012)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (6 Feb 2004 to 12 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Nov 2002 to 6 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.