Robert Artro Pugh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2023)
    • CF1 Director (AR) (19 Nov 2014 to 6 Nov 2023)
    • CF30 Customer (7 May 2013 to 6 Nov 2023)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 17 Apr 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 17 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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