Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Client dealing (since 1 Apr 2023)
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- [FCA CF] Client dealing (21 Feb 2022 to 1 Apr 2023)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.