Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2003 to 11 Feb 2005)
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- Employed By (16 Jun 2010 to 8 Dec 2019)
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- Employed By (9 Oct 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (15 Aug 2003 to 16 Nov 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 15 Aug 2003)
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- CF21 Investment Adviser (15 Aug 2003 to 16 Nov 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 15 Aug 2003)
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- Employed By (13 Dec 2002 to 16 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.