Robert Anthony Ridout

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Anthony Ridout

    FRN 578337

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 28 Mar 2007)
  • Sterling Independent Advisers (no longer approved here)

    FRN 172804

    • (4)Employed By (27 Feb 2004 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.