Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The On-Line Partnership Limited
FRN 192638
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Aug 2014)
- CF1 Director (AR) (since 22 Jul 2014)
- CF30 Customer (8 Feb 2010 to 1 Nov 2011)
-
Taurus Wealth Management Limited
FRN 912450
- Employed By (since 3 Sep 2019)
-
- CF1 Director (AR) (23 Feb 2012 to 20 Aug 2014)
- CF30 Customer (24 Jun 2011 to 20 Aug 2014)
-
- Employed By (13 Feb 2012 to 20 Aug 2014)
-
- Employed By (24 Jun 2011 to 23 May 2012)
-
- Employed By (12 Mar 2010 to 1 Nov 2011)
-
- (15)Employed By (8 Feb 2010 to 12 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Portland Wealth Management Limited
-
controlled function added: (15)Employed By at Portland Wealth Management Limited