Robert Anthony John Smoker

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Loans Limited (no longer approved here)

    FRN 724439

    • Responsibility for MCD Intermediation (3 Nov 2016 to 7 Dec 2018)
    • CF3 Chief Executive (3 Nov 2016 to 7 Dec 2018)
    • CF1 Director (3 Nov 2016 to 7 Dec 2018)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • Responsible for Insurance Mediation (6 Mar 2013 to 13 Jan 2014)
    • CF28 Systems and controls (1 Nov 2007 to 12 Jul 2011)
    • CF15 Internal Audit (29 Jan 2004 to 31 Oct 2007)
    • CF1 Director (1 Oct 2002 to 13 Jan 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Feb 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.