Robert Anthony Dawkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- CF30 Customer (11 Aug 2014 to 4 Jan 2016)
- CF29 Significant management (28 Sep 2010 to 4 Jan 2016)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (1 Feb 2010 to 9 Apr 2010)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 9 Mar 2010)
- CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
Coutts & Company (no longer approved here)
FRN 122287
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.