Robert Andrew Wareing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 11 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 8 Dec 2022)
    • CF30 Customer (since 24 Nov 2022)
    • CF1 Director (AR) (1 Mar 2025 to 28 Apr 2025)
  • Hughes & Associates Wealth Management Cyf

    FRN 1028341

    • (4)Employed By (since 11 Feb 2026)
    • (1)Employed By (1 Mar 2025 to 28 Apr 2025)
  • Andrew Hughes Wealth Management Cyf (no longer approved here)

    FRN 591514

    • (3)Employed By (24 Nov 2022 to 1 Apr 2026)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Nov 2022)
    • CF30 Customer (20 Jun 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Apr 2008 to 27 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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