Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BENEFITS2U Limited
FRN 301858
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (7 Feb 2017 to 8 Dec 2019)
- CF1 Director (7 Feb 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (29 Feb 2012 to 31 Oct 2016)
- CF11 Money Laundering Reporting (19 Jul 2007 to 20 Jul 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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Harrison Beaumont Insurance Services Limited
FRN 303968
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (16 Aug 2017 to 30 Sep 2018)
- CF1 Director (7 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Feb 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Feb 2017 to 8 Dec 2019)
- CF1 Director (AR) (2 Feb 2006 to 15 Feb 2011)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.