Robert Andrew Lees

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)

    FRN 190266

    • SMF3 Executive Director (16 Oct 2023 to 8 Oct 2025)
    • [FCA CF] Significant management (9 Dec 2020 to 27 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 27 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 27 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2020 to 27 Nov 2023)
    • CF30 Customer (26 Jun 2013 to 8 Dec 2019)
    • CF26 Customer Trading (25 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.