Robert Andrew Hooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • SMF24 Chief Operations (since 1 Apr 2024)
    • [FCA CF] Significant management (5 Oct 2022 to 31 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (5 Oct 2022 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 31 Mar 2024)
    • [FCA CF] Material risk taker (5 Oct 2022 to 31 Mar 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Oct 2022)
    • [FCA CF] Manager of certification employee (since 5 Oct 2022)
    • [FCA CF] Material risk taker (since 5 Oct 2022)
    • [FCA CF] Significant management (since 5 Oct 2022)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Significant management (5 Oct 2022 to 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (5 Oct 2022 to 6 Oct 2022)
    • [FCA CF] Manager of certification employee (5 Oct 2022 to 31 Mar 2025)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF22 Other Local Responsibility (7 Mar 2016 to 28 Sep 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2022)
    • CF29 Significant management (13 Jan 2014 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 28 Sep 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2022)
    • CF29 Significant management (13 Jan 2014 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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