Robert Andrew Brain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TD Execution Services Limited

    FRN 472780

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.