Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2023)
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- CF1 Director (AR) (28 Jun 2013 to 31 Jul 2015)
- CF28 Systems and controls (28 Jan 2011 to 1 Apr 2013)
- CF11 Money Laundering Reporting (2 Oct 2008 to 10 Feb 2015)
- CF10 Compliance Oversight (2 Oct 2008 to 10 Feb 2015)
- CF30 Customer (19 May 2008 to 31 Jul 2015)
- CF8 Apportionment and Oversight (19 May 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (19 May 2008 to 31 Jul 2015)
- CF1 Director (19 May 2008 to 31 Jul 2015)
- CF3 Chief Executive (19 May 2008 to 1 Apr 2013)
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- CF1 Director (AR) (14 Mar 2011 to 26 Mar 2012)
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- Employed By (14 Mar 2011 to 26 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.