Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Isle of Wight Citizens Advice Bureau (no longer approved here)

    FRN 617677

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2023)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF1 Director (AR) (28 Jun 2013 to 31 Jul 2015)
    • CF28 Systems and controls (28 Jan 2011 to 1 Apr 2013)
    • CF11 Money Laundering Reporting (2 Oct 2008 to 10 Feb 2015)
    • CF10 Compliance Oversight (2 Oct 2008 to 10 Feb 2015)
    • CF30 Customer (19 May 2008 to 31 Jul 2015)
    • CF8 Apportionment and Oversight (19 May 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 May 2008 to 31 Jul 2015)
    • CF1 Director (19 May 2008 to 31 Jul 2015)
    • CF3 Chief Executive (19 May 2008 to 1 Apr 2013)
  • Partnership Life Assurance Company Limited (no longer approved here)

    FRN 436171

    • CF1 Director (AR) (14 Mar 2011 to 26 Mar 2012)
  • Care Annuity Direct Ltd (no longer approved here)

    FRN 542004

    • Employed By (14 Mar 2011 to 26 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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