Robel Embaie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 25 Nov 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Manager of certification employee (7 Mar 2018 to 18 Nov 2024)
- [FCA CF] Client dealing (3 Apr 2017 to 18 Nov 2024)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (7 Mar 2018 to 18 Nov 2024)
- [FCA CF] Client dealing (3 Apr 2017 to 18 Nov 2024)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (6 Jan 2014 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (6 Jan 2014 to 6 Mar 2016)
BARINGS (U.K.) LIMITED (no longer approved here)
FRN 194662
- CF30 Customer (15 Jun 2012 to 31 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.