Robbie Paul Waller

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2024)
    • CF1 Director (AR) (since 14 Jul 2024)
    • CF30 Customer (since 14 Jul 2024)
  • Applewood Financial Solutions Ltd

    FRN 1016046

    • (1)Employed By (since 14 Jul 2024)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • [FCA CF] Functions requiring qualifications (5 Apr 2024 to 6 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Jun 2023 to 6 Sep 2024)
    • [FCA CF] Client dealing (9 Jun 2023 to 10 Jun 2023)
    • CF30 Customer (2 Jun 2023 to 6 Sep 2024)
  • Airedale Financial Planning (no longer approved here)

    FRN 200289

    • Employed By (26 May 2004 to 29 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Applewood Financial Solutions Ltd

  2. controlled function added: (1)Employed By at Applewood Financial Solutions Ltd