Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (21 Nov 2013 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • CF30 Customer (18 Oct 2012 to 6 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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