Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management US Limited
FRN 585547
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
- [FCA CF] Client dealing (since 1 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
- CF30 Customer (1 Oct 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
- CF30 Customer (21 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (18 Oct 2012 to 6 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.