Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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R M Harris
FRN 501867
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- CF10 Compliance Oversight (10 Sep 2009 to 8 Dec 2019)
- CF30 Customer (10 Sep 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.