Rob Saunders

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 20 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 26 Jan 2022)
    • [FCA CF] Material risk taker (1 Feb 2021 to 20 Apr 2022)
    • [FCA CF] Significant management (1 Feb 2021 to 26 Jan 2022)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Sep 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.