Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [FCA CF] Material risk taker (since 12 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Aug 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (23 Sep 2014 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [FCA CF] Material risk taker (since 12 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Aug 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (23 Sep 2014 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Aug 2021)
    • [FCA CF] Material risk taker (since 12 Aug 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (17 Nov 2010 to 30 Jul 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (17 Nov 2010 to 30 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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