Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Oct 2008 to 20 Feb 2009)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF1 Director (27 Apr 2007 to 7 Oct 2008)
    • CF14 Risk Assessment (27 Apr 2007 to 9 May 2007)
    • Responsible for Insurance Mediation (27 Apr 2007 to 7 Oct 2008)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.