Riz Alam

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond James Financial International Limited (no longer approved here)

    FRN 188244

    • [FCA CF] Client dealing (7 Jun 2023 to 14 Nov 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Nov 2018 to 23 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 28 Nov 2022)
    • CF30 Customer (3 Jan 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 Jul 2013)
    • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.