Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF27 Investment Management (17 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Sep 2002 to 11 Jun 2003)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF27 Investment Management (17 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Sep 2002 to 11 Jun 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF27 Investment Management (17 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Sep 2002 to 11 Jun 2003)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.