Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Jul 2023)
    • [FCA CF] Material risk taker (since 3 Jan 2022)
    • [FCA CF] Client dealing (since 3 Jan 2022)
    • [FCA CF] Material risk taker (28 Oct 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (7 Jan 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 3 Nov 2010)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.