Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 6 Dec 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (11 Aug 2017 to 5 Sep 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 5 Sep 2023)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Oct 2008 to 14 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.