Rishi Desai

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [FCA CF] Manager of certification employee (since 16 Feb 2026)
    • [FCA CF] Client dealing (since 21 Oct 2024)
    • [FCA CF] Manager of certification employee (10 Oct 2025 to 1 Nov 2025)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Algorithmic trading (22 Sep 2022 to 12 Sep 2024)
    • [FCA CF] Client dealing (22 Sep 2022 to 12 Sep 2024)
    • [FCA CF] Material risk taker (22 Sep 2022 to 12 Sep 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (13 Sep 2017 to 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.