Rio Dhat

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 9 Aug 2024)
    • [FCA CF] Manager of certification employee (since 7 May 2024)
    • [FCA CF] Client dealing (since 26 Mar 2024)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 9 Aug 2024)
    • [FCA CF] Manager of certification employee (since 7 May 2024)
    • [FCA CF] Client dealing (since 26 Mar 2024)
  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 12 Jul 2024)
    • [FCA CF] Client dealing (since 12 Jul 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 1 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (31 May 2019 to 1 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2016 to 1 Feb 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Feb 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (31 May 2019 to 1 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2016 to 1 Feb 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (31 May 2019 to 1 Feb 2024)
    • [FCA CF] Material risk taker (26 Jun 2018 to 1 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2018 to 1 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2016 to 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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