Rikki John McNeill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Radiant Financial Planning Limited

    FRN 192396

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2024)
    • [FCA CF] Client dealing (since 27 Mar 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (22 Mar 2023 to 7 Feb 2024)
    • [FCA CF] Functions requiring qualifications (22 Mar 2023 to 7 Feb 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (22 Mar 2023 to 7 Feb 2024)
    • [FCA CF] Client dealing (22 Mar 2023 to 7 Feb 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (16 Jan 2018 to 12 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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