Rikesh Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 27 Jun 2024)
    • [FCA CF] Manager of certification employee (since 26 May 2023)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 15 Nov 2018)
    • [FCA CF] Manager of certification employee (since 24 Apr 2017)
    • [FCA CF] Material risk taker (since 14 Dec 2016)
    • [FCA CF] Client dealing (since 2 Nov 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 15 Nov 2018)
    • [FCA CF] Manager of certification employee (since 24 Apr 2017)
    • [FCA CF] Material risk taker (since 14 Dec 2016)
    • [FCA CF] Client dealing (since 2 Nov 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (15 Nov 2018 to 20 Feb 2023)
    • [FCA CF] Material risk taker (21 Sep 2017 to 20 Feb 2023)
    • [FCA CF] Client dealing (21 Sep 2017 to 20 Feb 2023)
    • [FCA CF] Manager of certification employee (24 Apr 2017 to 20 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Feb 2004 to 16 Aug 2005)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (18 Aug 2003 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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