Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2020)
    • CF1 Director (13 Apr 2016 to 8 Dec 2019)
    • CF29 Significant management (29 Apr 2015 to 13 Apr 2016)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2020)
    • CF1 Director (11 Apr 2018 to 8 Dec 2019)
    • CF29 Significant management (29 Apr 2015 to 11 Apr 2018)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (29 Apr 2015 to 11 May 2016)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (29 Apr 2015 to 11 May 2016)
  • AHL Partners LLP (no longer approved here)

    FRN 593791

    • CF30 Customer (15 Mar 2013 to 30 Aug 2013)
    • CF4 Partner (15 Mar 2013 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.