Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 11 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Aug 2023)
    • [FCA CF] Client dealing (since 24 Nov 2020)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 11 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Aug 2023)
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Aug 2023)
    • [FCA CF] Material risk taker (since 11 Aug 2023)
    • [FCA CF] Client dealing (since 24 Nov 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2017 to 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.