Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Jun 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (29 Jun 2004 to 31 Mar 2006)
    • CF26 Customer Trading (29 Jun 2004 to 31 Mar 2006)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (29 Jun 2004 to 28 Feb 2005)
    • CF21 Investment Adviser (29 Jun 2004 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (29 Jun 2004 to 31 Mar 2006)
    • CF26 Customer Trading (29 Jun 2004 to 31 Mar 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (29 Aug 2002 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.