Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 30 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF3 Chief Executive (25 Mar 2010 to 8 Dec 2019)
- CF1 Director (25 Mar 2010 to 8 Dec 2019)
- CF30 Customer (25 Mar 2010 to 8 Dec 2019)
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- CF2 Non Executive Director (31 Mar 2016 to 26 Jan 2017)
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- CF2 Non Executive Director (31 Mar 2016 to 26 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.