Rick Tse

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 Aug 2004 to 18 Sep 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 Aug 2004 to 18 Sep 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.