Richie Sudera

Last updated
1 week ago
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  • Richie Sudera

    FRN 736555

    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2020)
    • Sole trader dealing with clients for which they require qualification (since 3 Feb 2020)
    • [FCA CF] Client dealing (since 3 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2020)
    • [FCA CF] Significant management (since 3 Feb 2020)
    • [PRA CF] Key function holder (since 3 Feb 2020)

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