Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
A&H Page inc. West2Jewellers
FRN 741490
- [PRA CF] Significant risk taker or Material risk taker (since 6 May 2020)
- [FCA CF] Client dealing (since 6 May 2020)
- [FCA CF] Manager of certification employee (since 6 May 2020)
- [FCA CF] Proprietary trader (since 6 May 2020)
- [PRA CF] Key function holder (since 6 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (22 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.