Richard Willis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RICHARD WILLIS FINANCIAL CONSULTANTS LIMITED

    FRN 471857

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 5 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Oct 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • CF1 Director (1 Oct 2007 to 8 Dec 2019)
  • Streets Ahead Financial Consultants Ltd (no longer approved here)

    FRN 200071

    • Employed By (3 Dec 1999 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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