Richard William Rogers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Aug 2022)
    • CF1 Director (AR) (since 27 Jul 2022)
    • CF30 Customer (since 27 Jul 2022)
  • JEB Wealth Management Limited

    FRN 978583

    • (1)Employed By (since 27 Jul 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (10 Mar 2020 to 31 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (10 Mar 2020 to 22 Aug 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (8 Jan 2019 to 3 Jan 2020)
  • Finative Financial Planning Ltd (no longer approved here)

    FRN 795425

    • (3)Employed By (8 Jan 2019 to 3 Jan 2020)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (16 Jan 2017 to 17 Nov 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (12 Jan 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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