Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (3 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.