Richard William Fodder

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)
FRN 190266
- SMF3 Executive Director (9 Dec 2019 to 15 Dec 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 9 Feb 2015)
- CF3 Chief Executive (26 Jan 2010 to 19 Feb 2018)
- CF1 Director (20 Jun 2007 to 8 Dec 2019)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Feb 2005 to 28 Mar 2007)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF21 Investment Adviser (1 Feb 2003 to 13 Jan 2004)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.