Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Sep 2023)
    • CF1 Director (AR) (since 10 Jul 2023)
    • CF1 Director (AR) (since 30 Aug 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (20 Apr 2020 to 10 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Sep 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (25 Feb 2003 to 1 Dec 2003)
    • CF22 Investment Adviser (Trainee) (31 May 2002 to 25 Feb 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Feb 2003 to 1 Dec 2003)
    • CF22 Investment Adviser (Trainee) (31 May 2002 to 25 Feb 2003)
  • Wealthspend Limited (no longer approved here)

    FRN 160735

    • (12)Employed By (31 May 2002 to 1 Dec 2003)
  • Countrywide Assured Financial Services (Introducer) (no longer approved here)

    FRN 158248

    • Employed By (25 Feb 2000 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at Wealthspend Limited