Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 20 Feb 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (8 Jul 2014 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (20 Feb 2020 to 1 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2021)
    • CF30 Customer (20 Mar 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 Sep 2012)
    • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.