Richard Whitaker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
    • [FCA CF] Client dealing (since 20 Dec 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2024)
    • CF30 Customer (10 Apr 2017 to 8 Dec 2019)
  • Mark Gregory Limited (no longer approved here)

    FRN 221396

    • (5)Employed By (13 Nov 2007 to 25 Apr 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Nov 2007 to 25 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.