Richard Wayne-Wynne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (24 Feb 2012 to 31 Jan 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (31 Jan 2011 to 24 Jan 2012)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (1 Sep 2008 to 30 Sep 2010)
    • CF4 Partner (1 Sep 2008 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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