Richard Warrington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • SMF16 Compliance Oversight (11 Dec 2023 to 5 Feb 2025)
    • [FCA CF] Material risk taker (1 Feb 2022 to 11 Dec 2023)
    • [FCA CF] Manager of certification employee (10 Jan 2022 to 11 Dec 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 11 Dec 2023)
    • CF29 Significant management (13 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.