Richard Warren Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF40 Benchmark submission (25 Oct 2013 to 6 Mar 2016)
    • CF30 Customer (24 Oct 2012 to 6 Mar 2016)
    • CF29 Significant management (24 Oct 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (24 Oct 2012 to 6 Mar 2016)
    • CF30 Customer (24 Oct 2012 to 6 Mar 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (25 Nov 2009 to 19 Mar 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF29 Significant management (1 Nov 2007 to 2 Apr 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Dec 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF29 Significant management (1 Nov 2007 to 2 Apr 2008)
    • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.