Richard Walsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 28 Feb 2024)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 26 Mar 2025)
    • [FCA CF] Material risk taker (since 12 Aug 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (24 May 2018 to 8 Mar 2019)
    • CF30 Customer (24 May 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Jan 2010 to 23 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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