Richard Wales

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2022)
    • CF1 Director (AR) (29 Jul 2015 to 5 Aug 2015)
    • CF30 Customer (29 Jul 2015 to 30 May 2022)
  • Simply Pensions Ltd (no longer approved here)

    FRN 210579

    • (1)Employed By (29 Jul 2015 to 7 Aug 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (29 Jul 2015 to 5 Aug 2015)
  • Richard Wales (no longer approved here)

    FRN 177824

    • (1)Employed By (1 Oct 1998 to 30 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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