Richard Vosser

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 23 Feb 2024)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 May 2020)
    • CF30 Customer (2 Jun 2008 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (13 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (26 Sep 2017 to 30 Jan 2020)
    • [FCA CF] Material risk taker (26 Sep 2017 to 30 Jan 2020)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (17 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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